Compliance Consultation

We provide consultation services in various areas of Compliance, which is our forte. We help the Financial Institutions regularize its processes/documentation requirements in conformance to the regulations, use technology to expedite the remediation process and get in touch with customers, where required, to meet the regulatory requirements. Obsequium can offer its services by deploying human resources or through digital solutions. 

Avail our services from a centralized location under Financial Institution’s control and supervision and get rid of all those irregular files that are gathering dust due to the lack of resources. We helps to optimize costs, remain competitive and have easy access to information.

We provide support services in these areas.

  • AML and CDD. 
  • Regulatory Risk Matrix.
  • Customer Risk Assessment Tool.
  • Provide training to staff.
  • Drafting AML policy and procedures.
  • Implementation of digital solutions across branches.
  • Conduct process audits and quality assurance reviews.

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